| Review of Foreigners at
Rome: Citizens and strangers, by David Noy
Bryn Mawr Classical Review 07.07.2001
Review by Lisa A. Hughes, Miami University of Ohio
Issues of immigration are especially prevalent in today's media
headlines. North Americans and Europeans alike are attempting
to deal with the increasing number of foreigners in their populations.
Foreigners constitute individuals of various racial, ethnic,
religious, and financial backgrounds who face certain legal
restrictions when they migrate to a new a country. For example,
the reviewer, a Canadian citizen employed at an American institution
of higher learning, is deemed a "Resident Alien."
With such a designation, the resident must pay taxes on income
earned in the country of residence yet she is not legally a
citizen. How then does she fit within or acculturate into American
society? It is these very issues--ethnicity, self identity,
social and legal status--that David Noy handles in his account
of foreigners living in the ancient city of Rome.
Noy is no stranger to scholarship on ethnicity and self-identity
in antiquity. Besides publishing numerous articles on Roman
law and Judaism in the Greco-Roman world, he is the author of
a two volume work entitled Jewish Inscriptions of Western Europe
(Cambridge 1993-1995) and has co-authored, along with William
Horbury, Jewish Inscriptions of Greco-Roman Egypt (Cambridge
1992). Noy's work on Judaism has served as an excellent point
of departure for his most recent work, Foreigners at Rome. This
is a much needed study that examines the role of foreigners
in Rome, primarily during the empire. By drawing on the epigraphic
and literary evidence, Noy effectively establishes what ethnic
presence there was in the capital, the types of jobs foreigners
were employed in, and how immigrants integrated into Roman society.
Noy outlines consistently and carefully his objectives, methodology,
and limitations throughout this work. This book will certainly
appeal to those interested in ethnicity in the ancient world
and serve as a good source for those searching for comparative
material on foreigners in other disciplines.
Noy divides the book into three main sections. The first, "Evidence
and ancient attitudes," lays down the methodological groundwork
for his study and attempts to define the social and legal status
of the foreigner in Rome. He also discusses demographic issues
by examining what proportion of foreigners made up the population,
whether these foreigners were citizens, and the various reasons
for increases in immigration. The second section, "Moving
to Rome" outlines the types of individuals who would have
immigrated to the capital, reasons for and motivating factors
behind moving, and what happened to an individual upon arrival.
Section three, "Living at Rome" examines the ethnic
experience in the city and to what degree foreigners maintained
their ethnic identities. The author also includes an appendix
that cites the names of foreigners, their role in the inscription
(commemorator or deceased) and reason for their inclusion in
the appendix. A glossary has also been included in the back
of the book for technical terms appearing in the text.
Noy defines a foreigner as "someone who was born outside
Italy and moved to Rome, but continued to have a 'home' (in
their own thinking or in other peoples) elsewhere (xi)."
The author is correct to define his terms at the onset of the
work and makes the valid point that the meanings for the word
foreigner in English are far more widespread than they are in
Latin. To facilitate the reading for a non-specialist in Roman
law, Noy needs to make the legal implications clearer in his
definitions. Peregrinus, for example, as Noy states, is a foreigner
or stranger and a citizen of a state other than Rome (1) and
in terms of the social hierarchy occupied the position somewhere
between slave and citizen (24). What he does not emphasize is
that someone deemed peregrinus in the eyes of the law did not
lay claim to any political rights, was excluded from the military
and could not make a will. A peregrinus, moreover, could only
be instituted as heres if written into the will of a Roman soldier.
Some peregrini possessed the legal right to marriage (conubium);
others, the legal right to take part in commercial transactions
(commercium).1 As early as the late Republic thanks to increased
commercial activity legal distinctions between citizen and foreigner
became more relaxed.2 Provincialis as Noy has defined refers
to someone who is the "inhabitant of a province as opposed
to an inhabitant of Italy" (1). It is also important to
mention that birthplace also is crucial to understanding this
term. One may reside in a province without it being the person's
original birthplace.3
Noy emphasizes several aspects concerning foreigners that have
not been adequately covered in the secondary literature, namely,
motivating factors for moving to the capital, familial relationships,
political and economic climate for expulsion, and preservation
of foreign identity. The reviewer welcomes Noy's comparative
approach when discussing ancient migration patterns to Rome.
By focusing on late nineteenth- and early twentieth-century
immigrants to the United States and Europe as comparative models,
Noy reveals that immigrants moved to Rome for economic prosperity
and the move itself did not often involve a move directly from
point A to B; instead, an individual would have taken up residence
in interim spots where similar ethnic or religious groups resided
(53-55, 262).
Another valuable contribution is the author's assessment of
familial relationship types appearing on the epitaphs of foreigners
of either civilian or military status. The focus on the Roman
family is not new, but an analysis of the foreign make-up in
the family is.4 Noy finds that depictions of the nuclear family
where all the individuals are immigrants are few (67-68). His
evidence reveals that civilian males are frequently commemorated
by individuals not related to the deceased; parents commemorate
deceased sons more frequently than daughters; husbands more
frequently commemorate wives than wives do husbands. Relationships
between brothers appear quite frequently especially in the case
where the brothers served in the military. Noy believes that
references to brothers indicate a "real relationship"
rather than "a term of endearment" (70). The author
makes legitimate claims here; however, his points could have
been further substantiated by the literary sources. Brothers
serving in the army who had had illustrious careers not only
embodied military glory but also enhanced the family's reputation.5
Finally another interesting discussion is the political and
economic climate for expulsion of foreigners from Rome. Noy
carefully documents the references to expulsion from the Republic
to the fourth century C.E. to reveal that food shortages seem
to play a key role. Groups singled out for expulsion typically
shared common religious values, nationalities or occupation
(41). Noy is prudent to observe that it was not in Rome's best
interest to consistently push out foreign groups from the city.
Measures, although infrequent and sometimes misleading, were
taken to encourage foreigners (namely, doctors and teachers)
to move to the capital.
Praiseworthy is Noy's overview of the types of foreign groups
residing in the capital. Despite its appearance at the end of
the work, this section is the most comprehensive for our understanding
the composition of Rome's foreign population. Noy organizes
the evidence according to geographic region (e.g., Gaul and
Hispania, Central and Eastern Europe, Greece, etc.). Within
each section, Noy examines the reasons for migration within
a historical context, whether or not individuals established
a distinct cultural community as shown by civic or religious
institutions, and how individuals referred to their homelands
in epitaphs or dedicatory inscriptions. What becomes evident
is that Noy's Rome is one filled with a rich and vibrant foreign
community, a feature often overlooked in much of the secondary
literature dealing with the city of Rome.
Bibliographic references related to the study of Roman family
and freed slaves are minimal in this work. The reviewer concurs
with Noy's claim that contemporary scholars rarely make reference
to foreigners in their accounts; however, there are a few places
where references, insubstantial as they might be, would have
served to strengthen Noy's points.6 For example, Noy frequently
mentions foreign freed slaves, yet Susan Treggiari's influential
work, Roman Freedmen during the Late Republic (Oxford 1969)
and A.M. Duff's, Freedmen in the Early Roman Empire (Oxford
1928) do not appear in the bibliography.
Despite Noy's modest assertion that the evidence presented
can by no means tell everything there is to know about foreigners
in the city of Rome, he has done an admirable and erudite job
of assembling the material at hand to inform his readers about
the foreign inhabitants of Rome, the motivating factors for
their arrival, and their contributions. The author has brought
a new dimension to the city of Rome by revealing the rich and
diverse cultural heritage that played a formidable role in the
life of the city. This study will offer a very good foundation,
moreover, for examining the foreign element in Italian municipalities
and colonies found in Italy as well as in the provinces.
NOTES:
1. Adolf Berger, Encyclopedic Dictionary of Roman Law (Philadelphia
1953), s.v. peregrinus. Hereafter, EDRL; Jane Gardner, Being
a Roman Citizen (London and New York 1993), 186-188; A.N. Sherwin
White, The Roman Citizenship, 2nd ed. (Oxford 1973), 268-269
2. EDRL, s.v., ius gentium.
3. D. 50.15.190; EDRL, s.v., provincialis.
4. The bibliography on Roman family is extensive to say the
least. Two more recent works include Beryl Rawson and Paul Weaver
(eds.), The Roman Family in Italy: Status, Sentiment, Space
(Oxford 1997); Jane Gardner, Family and Familia in Roman Law
and Life (Oxford 1998).
5. See Cynthia J. Bannon, The Brothers of Romulus: Fraternal
Pietas in Roman Law, Literature and Society (Princeton 1997),
138-148.
6. For a reference to children who are peregrini, see Paul Gallivan
and Peter Wilkins, "Familial Structures in Roman Italy:
A Regional Approach," in Rawson and Weaver, The Roman Family,
239-279.
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